SmartRIA Compliance Platform Chosen by LPL Financial for Supplier Affinity Partner Program
KNOXVILLE, Tenn., July 7, 2020/ PRNewswire/– SmartRIA, a leading compliance software platform for financial advisors, has actually been picked for inclusion in LPL Financial’s Vendor Affinity Program. The SmartRIA Pro ™ Platform is the first compliance automation tool approved for the Affinity Program and provides special efficiencies to registered investment consultant (RIA) firms who partner with LPL.
LPL’s Supplier Affinity Program helps financial advisors decrease the complexity and expenses of running their independent businesses. Vendors are picked for inclusion in the program based in part on the interest of LPL-affiliated clients along with innovation security and compliance requirements. Suppliers provide their services to LPL Financial advisors at affordable rates.
The regulatory environment for RIAs continues to get more complex, eating up valuable time and resources that could be otherwise utilized for growing a business. SmartRIA’s mission is to be the very best business in our market at streamlining compliance. We continuously aim to fix more compliance issues while making our software application easier to use.
” We’re happy SmartRIA Pro is now offered to the LPL neighborhood,” said Mac Bartine, CEO of SmartRIA. “Our work building a robust compliance option for RIA companies over the last 5 years has actually helped us to be incredibly well prepared to assist LPL-affiliated compliance groups and advisors to resolve compliance problems in less time with less tension.”
” As the regulatory environment for RIAs continues to evolve, companies are investing increased time and resources to ensure they are handling their compliance programs successfully. SmartRIA provides a tool to assist firms more quickly handle the intricacy and dedication needed to preserve a certified business,” stated Rob Pettman, LPL executive vice president, Products and Platforms. “With our scale, we seek to deliver value to our clients, by offering greater option and cost effectiveness to help them achieve success serving the unique needs of their clients.”
Companies interested in a demonstration of SmartRIA Pro can arrange one at https://www.smart-ria.com.
About SmartRIA Pro
SmartRIA is a leading compliance software application platform for RIAs, hybrid RIAs and RIA networks. We excel at making the complex and frequently discouraging world of regulatory compliance simple to handle and easy to understand. Our distinct roles for compliance experts and distributed management of big corporations make our service able to manage any compliance problem for any sized business.
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